Compliance Officer · South Florida
Experienced compliance professional operating at the intersection of law, finance, and corporate governance. Committed to building robust compliance programs that protect organizations, satisfy regulators, and support strategic growth.
Navigating complex federal and state regulatory frameworks to keep organizations ahead of evolving requirements and enforcement priorities.
Reviewing, negotiating, and managing corporate contracts with a focus on minimizing legal exposure and ensuring regulatory alignment.
Designing and executing internal audit programs, evaluating control effectiveness, and preparing organizations for external examinations.
Overseeing SOX compliance, financial reporting integrity, and cross-functional coordination with finance and accounting teams.
Authoring and maintaining compliance policies, codes of conduct, and training programs that drive a culture of integrity.
Leading internal investigations, preparing regulatory reports, and managing relationships with enforcement and oversight bodies.
Joshua Hauserman is a compliance officer based in South Florida with over 15 years of professional experience spanning legal practice and corporate compliance. His background in law gives him a distinct edge in translating regulatory language into practical, actionable policies that real organizations can implement and sustain.
Joshua currently serves as a Compliance Officer at a large company in South Florida, where he oversees regulatory adherence, contract risk, financial controls, and audit readiness across multiple business functions. His work bridges the gap between legal requirements and operational realities — a balance that defines effective compliance leadership.
With a foundation in both business and law, Joshua brings a cross-functional perspective to every engagement. He has worked extensively in finance and legal domains, advising on contracts, regulatory compliance, internal audits, and reporting obligations.
Establishing frameworks that ensure accountability, transparency, and board-level compliance oversight.
SOX, SEC reporting, and financial control compliance across large, multi-department organizations.
End-to-end contract lifecycle management with risk identification and regulatory alignment.
Designing employee-facing training programs that foster culture-level commitment to compliance.
Managing internal reviews and coordinating with regulators and external counsel as needed.
Enterprise-wide risk identification, scoring, and mitigation planning across legal and operational domains.
For professional inquiries, compliance consultations, or speaking engagements.
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